ASILOMAR ABSTRACTS 2001

D through G



Normative Threats to Communities, Families, Women and Children: An Application of a Systems Method and Software


Veronica De Raadt


One of the greatest challenges facing small communities today is the normative (moral) crisis. Besides the fragmentation between families, schools, businesses etc., small communities must deal with a lack of identity, vision and self regard in the individual. We have been conducting research into how the ethical crisis connects to a community"s viability in conjunction with European Union funded projects. These projects are in remote, small communities in Sweden and other European countries. The projects have tried various measures to secure community viability including stimulating the growth of co-operatives, training women to start up small businesses, and studying normative factors in village development.

As a result of this work, we have developed a method analysing normative factors in sustaining communities, which encompasses the concerns of communities, women and children, especially in education. The method, multi-modal systems analysis and design, incorporates the use of SmCube, software developed to handle qualitative research data. This method will be explained in a workshop where we will demonstrate data handling, modelling of ethical factors in community viability, analysis of data gathered, and design. In the design stage we show how practitioners can develop and design responses to threats, and establish collaboration with community groups to protect viability in their communities. In addition, we will also make a paper available. The paper presents the findings of applying our method to several communities in Sweden chosen for European Union funding.
[01-017]


The Universality of the HolyTrinity:
Governs the evolution of strategic processes and design of organizations?



Dr. Luis García-Calderón Díaz
ITESM-EGADE
Ave. Eugenio Garza Sada 2501 Sur, C.P. 64920, Monterrey, N.L.

C.P. Joel Mendoza
ITESM-EGADE
Ave. Eugenio Garza Sada 2501 Sur, C.P. 64920, Monterrey, N.L.


The triadic conception of the divinity is an archetype found in Christianity, Buddhism, Taoism, Islam, Hinduism, and in Kabalistic Judaism. Mythologies and beliefs of the entire world contain references to these three manifestations of God, and they are reflected in every cosmological, natural, and evolutionary phenomenon. The religious Trinity conformed by the Father, the Son, and the Holy Spirit in the west, and of Brahma, Shiva, and Vishnu in the east, represent a model for the interpretation of religious and natural cycles. The proposal of the following paper is that this same religious and cosmogical model is found in all managerial, strategic, and organizational phenomena, in the light of all the theories that in the last thirty years have arisen in these areas. The research also proposes the triadic conception model as a referential framework of evolutionary and meta-strategic thinking and decision making, that facilitates the identification of the best strategies and organizational designs for the environmental context in which the organizations and firms unfold.

[01-035]




Book Sales And E-Education In Scandinavia: An Acid Test For General Systems Power/Influence Models

William S. Dockens III
Väringavägen 20 tr 3
SE 193 35 Sigtuna
Sweden


Why do major changes in leadership after organization disasters like the sale of Sweden"s two automobile companies, Telia Telephone"s disastrous fall in stock value and the restructuring of Sweden"s world-class cell phone manufacturer seem so depressingly similar" The major elements are: 1) An initial ranking among the world leaders 2) increased competition where innovation and creativity are chief determining factors 3) miscalculation of future demands 4) a failed partnership attempt 5) accusing fingers pointed at the cultural infrastructure of both the nation and the organization 6) solutions usually involve a mutually destructive struggle for power.

Far from unique to Sweden and industrial developed countries, the possible list of cases and localities suggests that the problems associated with crisis and power are probably ubiquitous. Nevertheless, the involvement of Information Technology (IT) seems to amplify the problems and complexity of solutions. Ominously, Sweden"s cultural infrastructure is about to be put through the supreme test when its industries and government organizations make huge investments in e-education. Because a General Systems Theory (based on the Life/Death Game) suggests that successful implementation of on line education will require a radical change in mindscape of the leadership, a change that a significant and powerful segment have, for decades, vigorously resisted.
Relying on functional units from learning and cultural anthropology permits not only a detailed multilevel analysis by means of primary principles but permits comparisons between specialist and generalist evaluations. Recent case studies are used to show how what seem like irreconcilable differences from the perspective of logic are, resolved (albeit painfully) in real life situations.

Conclusions suggest that whether behavioral science will be relegated to treating pathological cases or will it be possible to predict and prevent personal and organizational disasters will, to a large degree, depend upon the mindscapes of behavioral science theories.

Key words: Power, E-Education, cultural infrastructure, Mindscapes, behavior.

[01-140]




Problems Of Method And Subject Matter
In The General System Theory



Vitaly Dubrovsky
Clarkson University, Potsdam, New York 13699-5790
dubrovvj@clarkson.edu



Half a century ago Ludwig von Bertalanffy introduced a new discipline, General System Theory (GST). He defined the purpose of the new discipline as unification of science and its subject matter as formulation of general system principles, or principles applicable to all systems. Unfortunately, no such principles have been formulated yet. This paper demonstrates that the methods of GST are incapable of producing principles applicable to all systems. The limitations of the methods were caused by the use of naturalistic ontology, which represents systems as real objects, or things and assemblages of things.

This paper suggests an alternative approach which is based on the assumption that the main purpose of the system approach is dealing with complexity, and the main method serving this purpose is analysis-synthesis. It is also based on (1) Kant's teaching that system is not a real object but a conception of reason; (2) the Activity Approach view that system ontology should incorporate system methods; and (3) the Aristotelian standard of formulating principles by means of opposition.

This paper suggests the following methodology for developing system principles. In the first step, by analyzing existing definitions of system, the principal system concepts and categorical oppositions should be identified. In the second step, by analyzing classical cases, the principle stages of analysis-synthesis and the corresponding system representations should be identified and formulated in terms of the principal system concepts and categories. In the third step, these stages and representations should be reformulated in terms of the categorical oppositions to produce two respective types of system principles: "regulative" principles of method, and "constitutive" principles of representation. In the final step, the ontological picture of system that incorporates all these principles should be constructed.

Keywords: system principles, isomorphisms, naturalistic ontology, levels of thought.

[01- 53]



System Of Abstract System Principles


Vitaly Dubrovsky
Clarkson University
Potsdam, New York 13699-5790
dubrovvj@clarkson.edu



The goal of this paper is to formulate system principles applicable to all systems. This paper is based on the assumption that the main purpose of the system approach is dealing with complexity, and the main method serving this purpose is analysis-synthesis. It employs methodological analysis that is based on (1) Kant's teaching that system is a concept of reason, applicable to sensible objects only indirectly through theoretical constructs; (2) the Activity Approach view that system ontology should incorporate system methods; and (3) the Aristotelian standard of formulating principles by means of opposition.

First, based on analysis of existing definitions of system, this paper identifies the principal system constituents as "unity," "parts," and "interrelationship" and main categorical oppositions as "complex-simple" and "external-internal." Second, the paper analyzes the earliest case of system analysis-synthesis--analysis of names in Plato's dialogue Cratylus--and identifies four stages of analysis-synthesis and four respective representations of system. Plato's method suggests a principal distinction between two types of "parts": (1) "units" that are of the same nature as unity and (2) "elements" that are of a different "simpler" nature. It also suggests a corresponding distinction between two types of "interrelationship": (1) "organization" as interrelationship of units and (2) "structure" as interrelationship of elements. Third, in terms of the categorical cross-opposition of Complex-Simple and External-Internal, the paper formulates four system principles of representation: Unity (external and complex), Units (external and simple), Elements (internal and simple), and Structure (internal and complex). The corresponding principles of method are Hierarchy, (external analysis-synthesis of unity in terms of units), Simple Reduction-Production (analysis-synthesis of externally simple units in terms of internally simple elements), Completeness (internal analysis-synthesis of a complete structure in terms of elements), and Complex Reduction-Production (analysis-synthesis of external complex Unity in terms of internal complex structure). Fourth, an ontological picture that incorporates all of the above system principles as a system of principles is constructed.

The paper concludes that the formulated principles are the abstract system principles and formulation of the concrete system principles would require unfolding of the abstract categorical cross-opposition into a concrete Aristotelian "attributive construct."

Keywords: system principles, cross-opposition, complex-simple, external-internal.
[01- 54]




Systems and Service



Leonard Duhl, MD
University of California, Berkeley


The understanding of systems is useless, unless we can put it to work to achieve change. This has occurred in technology development and in management. Where we are far behind is in dealing with social issues.

To understand systems, means having an image of changing complexity, that cuts across time, place and field of interest. It is the process of thinking - an ability to reframe issues that normally are seen linearly, or in silos. It is, what has been called a change in paradigms. More than that, it is changing from a believed story, to a new one which can answer problems in a new way.

We by definition must be multi-disciplinary. By using an example of the way I teach, which now seems to be called, problem-based learning, I will show how difficult it is to change the mind-set. Then using my personal development, I will show how I was forced to think differently.

Examples will come from my practice of psychiatry, planning of mental health systems, government service, dealing with poverty and more. These culminated in my concern for Healthy Cities, which is an attempt by communities and people to find new ways of coping with problems. It is social learning, with a systems bias. Examples of student projects on reforming PAHO (the World Health Organization in Latin America) and disasters, will serve to show first steps.

Concluding with the need for social entrepreneurs who can lead change, using new facilitating skills and active participation to build social capital, I will refer to examples in the social arena.

[01-136]




Towards a methodological approach for a systemic intervention in the Telecomunication Sector in Colombia

Angela Espinosa S. (PhD) , Guillermo Teuta G.

There is important research on the impact of telecommunications and related technology on the personal and professional worlds nowadays. This paper presents some recent research on the impact of the telecommunication industry in the organisational structure and adaptive mechanisms of the service enterprises from this sector. In Colombia, as in many other latin- American countries, the dynamics of the telecommunication sector enterprises started ten years ago but has progressed at a slower pace than it has done in Mexico, Chile and Brasil, for instance. There have been in most of our countries, at these years similar policies of commercial opening, de-regularization of service production and selling and privatisation of the state monopolies in this kind of services.

At this time, there are 47 enterprises operating local telephone services, offering all together 6.465.140 phone lines. Three enterprises attends the whole of the long distance service and compete in a market of approximately US$ 2.000.000**, that in global terms is small, compared to the figures of an international consortium. It does show a challenging scenario for survivance, which implies many competences to be developed by these Colombian enterprises. No surprisingly most of them have developed organizational interventions in the past ten years to re-engineer some aspects of the business, looking for more effective actions and results in order to remain in the market. A quite accepted approach for management of change in this sector has been the so called "Integrated Tele-communications Management" that focus the change process in improving the relationship with clients.
At this paper we argue that this dimension is necessary but not sufficient to design the change process. Also that one of the reasons for the reported lack of success of the change process they have experienced have to do with their lack of competence for developing and using good models of themselves and their relationships with the environment. It suggests a integral set of tools and models for this purpose, arguing that using them may be useful to guide a change process in a sector like this one.
It presents a set of elements to speak about organisational change, originally suggested by Beer in the Viable System Model, as the meta-language to communicate about this issue. It highlights some of the models and tools to deal with organisational complexity in a change process that have been used in other international scenes, that may help Colombian tele - communication enterprises. It basically suggest to use the Systemic Control Model from M. Schwaninger and R. Espejo to deal with organisational complexity and to support the management of change process. It also suggest the use of the learning model proposed by Reyes &Zarama recently and some guidelines to intervene the behavioural variable (diagnosis, design and sustainability of change) in the enterprises at these tele- communication sector.
These set of tools looks for establishing, at a more practical level, the required balance and synchronisation in the three dimensions proposed at the Management Model from St. Gallen, Switzerland. It also summarises a case study for using the models and methods suggested at a local tele -communication enterprise, typical of the average that are currently offering services. It makes explicit the main learning at this case, in terms of managing change and highlights some questions opened to future research in the issue.

[01- 73]





Integrating Innovation And Performance In Humane Organizations

John Forman
R.W. Beck
1001 Fourth Ave Suite 2500
Seattle, WA 98154

Why have so many organizations had so much difficulty in implementing systems thinking -- specifically, the emerging sciences of complexity -- into their practices, processes and mental models" More often than not, it is because management has not taken the whole organization, whole people and their environments into account. Instead, they tried to improve the performance of parts of their businesses as though they were mechanisms; a 400-year-old perception of human organizations. For years, we"ve struggled to find a more holistic perspective. It"s now beginning to emerge.
In late 1999, a group of about 400 leading thinkers in psychology, biology, medicine, politics, business, philosophy and social sciences, among other disciplines, organized as the Integral Institute under the leadership of Ken Wilber. As a founding member, I am among several others at the Institute who have been developing an integrated and organic approach to organizations and people. This emerging understanding of values, processes and interactions includes elements that have been missing from most other systems approaches, consequently improving its ability to bear fruit in human organizations. The inclusion of the human interior experience, and the associated disciplines of developmental psychology and spirituality, along with an understanding of shared cultural models makes the "hard-science" complexity-based approach to systems-thinking richer and more useful to those organizations and individuals who have intuited its value all along.
I will offer to the Primer SIG what Wilber refers to as an "all-quadrant/all-level" model that integrates a variety of disciplines to present a well-grounded and actionable theoretical framework that will help any human organization to improve its existing processes and systems, and to encourage the innovation that it needs to adapt to changing business landscapes or to create new environments.
Based on a working definition of complex adaptive systems ("A complex adaptive system is made up of interacting, interdependent agents following simple rules to influence one another and their environment. These interactions cause the agents involved to co-evolve along with their environment."), I will provide a model that provides a context for integrating actions, systems, shared values, and individual meaning and purpose. I will also explore the dynamics of emergence as a common theme within and link between measurable objective viability and subjective interpretive validity. Finally, I will leave readers with some practical advice for bringing this framework into their own organizations and personal lives.
[01- 26]


The e-power: Integrating e-commerce, e-government and e-learning
into coconstructive learning networks

 

Dr Olov Forsgren
Inst for Informatik
Umea university
90187 Umea
tel +4690 7866136
fax +4690 7866550

 

Abstract: The suggestion in this paper is to focus the processes of integration between e-business, e- government and e-learning. The theoretical tool for doing this is a coconstructive approach for knowledge management.

Key words: Systemic, Constructive sciences, e-commerce, e- government, e-learning, e-business, e-medicine.




Theoretical Underpinnings Of The "Roundtable,"
An Activity For Systemic Renewal
In Educational Activity Systems

Susan F. Gabriele
Ph. D. Candidate in Human Science, Organizational Systems Inquiry,
Saybrook Graduate and Research Institute, San Francisco, California
Gabriele Educational Materials and Systems
25525 Hardy Place, Stevenson Ranch, CA 91381
Tel: 661/ 253-0074; Fax: 661/ 253-0087; sgabriele@gemslearning.com


This paper develops the theoretical underpinnings of the "Roundtable," an activity for systemic EAS renewal in three steps. The first part of this paper reviews literature from three knowledge bases: systems methods in organizational change, systemic change in education, and instructional design. Seven conditions are identified as necessary for systemic change and potentially valuable for changing individuals and the organizations in which they work. Namely, a successful systemic EAS change model must be ideal-based, holistic, continuing, participatory, very user-friendly, easy to adjust and improve, and emancipatory for all EAS members.

The second part of this paper links these seven conditions to a half dozen EAS and organizational group learning models currently in use. The formal models include: design conversation, cooperative learning, the lecture model, whole language, the ongoing advance organizer/zoom lens approach, and dialogue. It is shown that each of these models has many of the seven conditions, but none of them has all.

In the third part of the paper, a lay model is identified as a suitable base model exhibiting all the conditions. It is the learning system observed in the recovery program of Alcoholics Anonymous (AA). With concepts from the systems methods and group learning models reviewed, the AA recovery model is transformed into the Roundtable model for general learning. Specifically, the ideal-based and holistic conditions are strengthened by adjusting the model's purposes from "recovery" to "learning." Also, concepts of "spirituality" are bypassed without removing the AA model's underlying processes of "values-examination." The resulting hypothetical Roundtable possesses these seven conditions in abundance.

Future work is suggested. The seven conditions might be explored and developed as necessary sufficient conditions in the analysis, description and design of EAS change models. The "Roundtable" might be adapted and explored in various EAS settings.

Keywords: education; systemic change; educational analysis; educational improvement; systems design of education.
[01- 25]




Empirical Perspectives On The "Roundtable," An Activity For Systemic Renewal
In Human Activity Systems

Susan F. Gabriele
Ph. D. Candidate in Human Science, Organizational Systems Inquiry,
Saybrook Graduate and Research Institute, San Francisco, CA
Gabriele Educational Materials and Systems
25525 Hardy Place, Stevenson Ranch, CA 91381
sgabriele@gemslearning.com


This paper presents and describes the "Roundtable," a co-operated whole group learning activity proposed for the systemic renewal of human activity systems (HAS), especially educational activity systems (EAS). The appeal of
the Roundtable is that it is an easy and engaging activity allowing all community members equal voice, including the underappreciated or underrepresented (women, children and other minorities). First, a brief review of the construction and rationale of the Roundtable is provided, drawing from knowledge bases in EAS systems methods, EAS systems design, and group learning models. Second, the Roundtable is described. The description focuses on empirical aspects of the Roundtable, that is, aspects which can be observed with the senses and simple quantitative measures. Third, the
paper explains how the Roundtable is to be embedded in formal HAS systemically, that is, with a view to protecting the new Roundtable system from being consumed by, or threatening to, the existing HAS.

A 60 minute Roundtable session is described as consisting of 4 parts. The first 3 parts-- leader's guide, 5 basic readings, a topic of the day-- are for management and subject matter presentation and are designed to take no
more than 10 minutes of the session. The remaining 50 minutes are devoted to learning reports for subject matter and learner development. In the learning report, participants are invited to give their views, ideas, experience on the topic, or anything else that is on their mind, and then to link it with the topic or subject matter. The topic of the day will depend on the group. No one is required to speak, and learning reports are to receive no responses. Participants speak only once and limit their time so that everyone has a chance to speak. For example, if there are 25 participants in attendance, speakers are to take about 2 minutes each. The result is that each Roundtable participant hears about 24 different viewpoints around a selected topic.

An application of this Roundtable model is being experienced here and now at the ISSS 2001 Conference on the Asilomar site. We meet every morning from 7:15 to 8:15am. ISSS members, friends and family are invited to attend
every day or any day.

Keywords: systemic change; organizational change; systems design of education; community learning models.

[01- 24]




Systematic Evolution Toward Knowledge Management

Fei Gao*; Yoshiteru Nakamori
Graduate School of Knowledge Science
Japan Advanced Institute of Science and Technology
1-1, Tatsunokuchi, Ishikawa 923-1292, Japan

The evolution of business knowledge and knowledge management with advancement of industrial organizations over time was discussed in view of systems perspective in this paper. As at the early stage knowledge element in companies took relative insignificant position, knowledge management naturally did not get adequate attention; in contrast, capital and other resources dominated economically. It is technological progress that shift industrial structures and change perceptions of people, which make technical innovation and information communication as the main theme of the second wave of revolution. With the quick evolution toward an open and global knowledge society, knowledge management becomes ever-increasingly crucial to the success of industrial organizations. However, the issues are that what make the difference essentially among various managements and what is the potential impact on the people and society during the transformation.

From the view of evolution and knowledge theories, knowledge acquisition, knowledge creation and accumulation are time-consuming processes and involve the intensive people"s interactions, which gives prominence to human factor in the organizations. Owing to characteristics of knowledge, especially tacit knowledge, human interactions play a vital role in sharing and creating knowledge or accelerating the process of knowledge conversion within organizational context. In the proper sense, productivity of knowledge workers takes over the focus on process productivity, at least in high-tech business. The shift needs responsively a fundamental change in terms of both organizational structures and shift of mind. The trust, love or caring among people that was often ignored due to relentless competitions inside and outside of organizations will be key point of sufficient considerations under the new environment.

We also probed the central part of knowledge management – how to manage knowledge workers. From less important to central role, knowledge workers needs an agreeable environment for better communicating, sharing and co-existing with other people and society as well as appropriate constraints of ethical values in their pursuits of knowledge. Consensus within certain group or organization led by shared vision can be reached but the sphere of trust that constitutes the foundation for high-quality sharing both explicit and tacit knowledge is very subtle and frail. The subtlety and frailness of trust often is the major reasons for failure of effective knowledge sharing and creation. Systematic construction and management of friendly environment for knowledge workers is of the essence of knowledge management.

Keywords: Knowledge Management; Systems Thinking; Organization [01-32]



Systems Thinking On Knowledge And Its Management
- Systems Methodology For Knowledge Manangemnt


Fei Gao*; Yoshiteru Nakamori
Graduate School of Knowledge Science
Japan Advanced Institute of Science and Technology
1-1, Tatsunokuchi, Ishikawa 923-1292, Japan




Knowledge topics are the highlights in academia. Most of management pundits agree the society has undergone a fundamental change from resource-based into knowledge-based society. Knowledge itself, knowledge creation, accumulation, diffusion and application as well as knowledge management become increasingly imperative, which is regarded as the key determinants of a firm, industry or country for its survival and sustainable growth in knowledge era. However, which kind of knowledge, how knowledge can be effectively created, accumulated, diffused, and applied, and how massive knowledge can be managed systemically to perform their functions, are more fundamental than the barren advocacy of knowledge management to a practical knowledge user.

Varieties of disciplines have made contributions to knowledge and knowledge management. Drucker outlined the grandiose landscape of knowledge society in a socio-economic perspective; Nonaka used the essence of oriental philosophy to pave the way of knowledge creation during the processes of knowledge conversion; the creativity and empathy theories was discussed by Leonard; Edvinsson & Malone defined the intellectual capital concept for effective leverage and protection of knowledge organizationally; Boisot emphasized information and competition. Each research focuses on one or more specific fields. However, for adequate understanding of the complex issue of knowledge and its management as well as effective application, careful and purposeful exploration are needed, on which holistic thinking is essential and imperative.

We try to examine knowledge-related matters holistically from the viewpoint of systems science and systems theory. By using critical systems thinking (CST), soft systems thinking (SST), social systems design (SSD), total systems intervention (TSI), etc., plus diverse findings of knowledge in major fields, a new systematic perspective on knowledge, its creation, accumulation, networking or its management, was developed, aiming for providing a new way of thinking on knowledge management to practitioners. A methodology package for knowledge management is formed, as a convenient and useful toolbox in systematically identifying and analyzing the complex situations out of intertwined jungle of information and data as well as knowledge per se.

Keywords: Systems Methodology; Knowledge; Knowledge Management [01- 33]



Developing Rural Mental Health Service Delivery Systems Using Systems Design Principles

John D. Gill
Executive Director
ACCESS, Community Mental Health Center
913 N. Jackson
Jacksonville, TX 75766
jgill@gower.net


This paper presents a case study of a rural behavioral health system. More specifically it examines the relationships and consequences of the application of an urban model of behavioral health care within a state in which 87% of its counties are rural. When the definitions, assumptions, and criteria for service are established using a single urban model, the consequences for those in rural or frontier areas are significant. The current "urban model" is not an equitable model across all social and economic environments (Beeson, 1992). Changing this paradigm requires a systemic view of organizational change in which the social process of change incorporates and negotiates social relationships that are mutually beneficial.

Consistent with systems thinking, rural community mental health centers survive "through their ability to nurture mutually beneficial relationships in their environments" (Baskin, 1998, p.68). Rural community mental health centers have unique strengths to address the mental health needs of their consumers. Cooperation between public and private (for profit) providers is more likely, a wide of array of social service institutions are relatively accessible to the mentally ill, and knowledgeable practitioners are frequently active members of the community. Traditional delivery systems have not built upon these strengths. At the same time, rural mental health centers have unique challenges as the prevalence of mental illness may be higher, funding formulae do not adjust for the realities of practice in rural areas, and recruitment and retention of qualified staff is difficult.

Keywords: rural, systems, mental health, reform

[01- 45]




Narrative Story: Including Student Voice In The Design Process

Peggy B. Gill
Stephen F. Austin State University
Box 13019-SFA Station
Nacogdoches, TX 75962
pgill@sfasu.edu


Addressing educational change through systems design allows disciplined inquiry into the complex and emerging social structures of the dynamic system. Narrative story method provides a way to examine the historical and current lived practice of those engaged in the educational system. As a design conversation it encourages the participation of all levels of the organization into creating the organization"s living narrative. This paper address how narrative story can be used to engage students within the system in developing that narrative.

Narrative story provided the construct within which to examine their perspectives. Students from ninth grade through twelfth grade participated in the study with the intention of making school a better place for all students. This paper examines their stories and the implications in the design process for Sherman Independent School District. The paper also examines narrative story as an appropriate social discourse in the creation and sustainment of educational systems that contribute to human betterment for all students.

Keywords: education, narrative inquiry, social justice

[01- 49]




Strategies to Overcome Under Nutrition in the Under Twos
in this Millenium

Prof.Tara Gopaldas
Director, Tara Consultancy Services
Bangalore, India

The Problem: The "malnutrition drama" of an Indian or South Asian Child is over by the time he reaches his second birthday. The most affected age group are the infants/ toddlers in the age group of 6 to 18 months, which forms approximately 3% of the total population. There are several factors contributing to this sorry state of affairs. These are:

·The child may have been low birth weight (LBW), i.e. below 2500g at birth;
·Lack of and/ or total unsuitability of complementary foods;
·Inability to purchase items such as fruits, vegetables, meat, eggs, milk.
·Repeated episodes of diarrhoeal and respiratory infections;
·Unhygienic personal, maternal and environmental status;
·Unsafe drinking water and poor sanitation;
·Limited, distant, slow and non-affordable access to preventive and curative health services;
·Poor income levels, illiterate and working parents;
·Ignorance of simple and doable caring practices and large families with narrow or no birth spacing.

In this presentation, however, I shall concentrate on the lack of and/ or total unsuitability of complementary foods and drinking water (also a food). Both home foods and expensive cereal-based-complementary foods are fed to the child in miniscule amounts. Two-thirds of our Under Twos are under-weight, stunted or wasted in India alone. The Under Two needs not only his macro-nutrients but also his micro-nutrients day-in and day out. An infant of one year of age requires half what his father eats or about 1,100 kcal/ day. He needs nutrient dense yet low bulk foods that will satisfy his macro hunger for calories and protein and his micro-hunger for vitamins and minerals. It is indeed a shame that the various micro-nutrient deficiencies that most of us Indians of the low and middle income groups suffer from could easily have been wiped out some decades ago with the fortification of the common man"s foods, namely, fats/ oils, atta, salt, sugar and so on. The infant would also have benefited somewhat. However, the undernourished infant born of an undernourished mother, suffers even more from iron, zinc, vitamin A, B complex and C deficiencies. Hence, they have to be considered as a special category for the full fortification of their complementary foods.

In India alone there would be about 30 million of such babies (6-18 months) per annum requiring urgent help through appropriate complementary foods.

The Consequences : Some of the major consequences of not tackling the undernutrition problem is these tiny survivors are indeed very bleak.

·They will be much smaller in size (height and weight) when they reach adolescence and adulthood. This will give them a great disadvantage as far as physical work capacity is concerned.
·Their educational performance will be poor in school.
·In childhood their resistance to common illness will be poor. Their diarrhoeal episodes will be high adding to the misery of both child and parent.

The Solution : Most cereal-pulse-based complementary foods become bulky and/ or pasty on reconstitution/ cooking. What this child needs is a nutrient dense but low bulk complementary food that can be quickly consumed by the child in one feed. The food industry can easily produce such a complementary food by incorporating the entire RDA of micronutrients of a one-year-old child. (ICMR, 1992). The Amylase-Rich-Food (ARF) Technology of my Baroda research group and myself (1980-continuing) can also be very easily incorporated. All that it takes is the replacement of 2% to 5% of the sugar component with an equivalent amount of malt powder. The miracle of ARF is that it "liquefies" the feed by breaking up the long carbohydrate chains into much shorter dextrins. Hence, the baby is able to drink up his total "micro" requirement along with about 200 or 400 kcal and some 6 or 12 g of protein in such full-feed complementary foods (50g or 100g respectively). Our informal participatory research assessments revealed that even the urban poor are prepared to buy a "50g full feed" for Rs.3 per pouch and a 100g pouch for Rs.5/-.

The food industry can also think of producing sachet like the pan masala or shampoo packets. Each sachet should contain a one-year-old child"s entire RDA of vitamins and minerals plus a few grams of barley malt powder. This should be sold for not more than Rs.2/ sachet. Decent profits can accrue from volume of sales.

India, does possess the state-of-the-art expertise and technology with respect to complementary foods. For some reason the will and drive seem to be lacking. I would urge the Public Sector, the Private Sector, Academia and Research to forge a Partnership. Social Production, Social Marketing and Social Advertising should be our war cry and slogan for Complementary Foods.

Integrated Systems for Procurement/ Production/ Packaging/ Storage/ and Distribution should be jointly developed. The whole effort should be preceded and succeeded by sensible Market Research.

The Bureau of Industrial Standards should be persuaded to formulate simple and reasonable standards for Complementary Foods. All that needs to be tested would be: moisture level, physical examination, microbiological growth and rancidity. The Public Sector (Government) should be persuaded to free such a Social Product from all taxes, duties and levies. Last the electronic media should be involved in a big way to promote the concept of an Affordable, Accessible, Appropriate and Adequate Complementary Food for the "Under Twos".

[01-002]


ASILOMAR ABSTRACTS 2001

H through K